Thursday, December 17, 2015

Are you Afraid to Speak up?

During the Ohio State-Michigan football game, a flag was thrown for what the referee indicated was Michigan off-sides. Jim Harbaugh, Michigan’s coach complained to the referees that the Ohio State center was moving the ball, drawing Michigan offside. If true, the penalty should be illegal procedure against Ohio State. The refs conferred and agreed with Michigan’s coach.


This would be unremarkable except that I reviewed the play, in slow motion (thank you DVR), and did not see the center move. To me, it was clearly Michigan offside. Since the center didn’t move, it’s hard to believe that the referees saw the center move. Nevertheless, they sided with the Michigan coach.


Fortunately (I live in Ohio), the penalty was insignificant in determining the game’s outcome. But what if Harbaugh’s success had a result changing impact? It’s not far-fetched and according to Sunstein and Hastie, authors of Wiser: Getting Beyond Groupthink to Make Groups Smarter, it happens all too often.


What causes people to hide information and opinions? Research suggests that informational signals and social pressure influence what people say in a group. Information signals refers to the expressed observations or opinions by another person within a group (unless the source is previously viewed as unreliable). The phenomenon is so strong that most people will ignore their own observations to adopt that of prior public statements. Even worse, there tends to be a cascade effect in which more people support the expressed opinion, even if they privately expressed an opposing point of view.


In an organization, altering one’s opinion to go along with that of others can be disastrous. Letting a group go down the wrong pathway to avoid potential conflict can lead to bad investments, setting unrealistic performance targets, and making commitments that are not achievable. In healthcare, it can lead to inefficiency, unnecessary tests, treatments, and costs.


The problem happens in management activities more often than we’d like to acknowledge. Have you ever sat in a meeting to review performance data and observed a stalled project that continues to underperform for several months? The data shows that no progress has been made in a performance improvement project for 4 months. Each month the project team offers an explanation (usually without supporting data) that suggests that efforts have been underway but unforeseen problems have prevented objective evidence of improvement. The reviewing group accepts the story and moves on to the next item on the agenda.


When I investigate a problem, I review meeting minutes and then interview participants to get more information about what occurred during the meeting (minutes tend to be very terse). When I ask participants about repetitive reports of limited progress, they admit that they had concerns but didn’t speak up. When I ask them why they didn’t speak up, they cannot provide an explanation. Unconsciously, they relied on prior information or concerns about their relationships with others. This led to decisions that permitted limited progress to continue indefinitely. The project team’s explanation for the undesirable data month after month set the pattern for the meeting. And everyone else, to avoid conflict, accepts the story.


But some individuals who had reviewed the data outside of the group meeting, even if it included a written explanation from the project team, would surely would become concerned about the project’s progress. Someone must have considered the two critical questions: “do they really understand the problems?” and “can’t something be done to get this project on track?” Yet when the group met to discuss the data, these same individuals kept quiet and allowed the group to decide to support the current project direction.


Such behavior is incompatible with high reliability.


One characteristic of high reliability organizations (HRO) is “sensitivity to operations”, which requires observing and acting upon data that may be in conflict with expectations at an early stage. Sensitivity to operations would be useless if members of the group altered their observations based on the expressed opinions or observations of others. In an HRO, information must be shared and digested (including validated) before the group decides what to do with the information. If individuals are intimidated or self-censor so that they withhold information or fail to raise conflicting points of view, the group is blind to important information that might result in a better solution.


To be sensitive to operations, aspiring HROs must promote an open communication environment that promotes uncensored sharing and analysis of information to achieve a more diverse and broader perspective on the issues at hand.


In healthcare, this is similar to the patient safety culture movement which encourages people to speak up about concerns but the emphasis is on speaking up about concerns in bedside care. A healthcare HRO embraces patient safety and encourages speaking up to protect patients but would also recognize that failing to speak up influences how groups decide and the quality of the decisions they reach. In healthcare organizations, this behavior affects management meetings, project teams, quality committees and even board meetings.

To cultivate high reliability, healthcare organizations will need to evaluate how well conflict is tolerated. Getting people to raise differing opinions requires cultivating a tolerance of conflict. A good place to start is by looking at how review meetings address lagging performance. Natural behavior can inadvertently lead to ineffective group processes that undermine decision-making. Because these processes are natural, leaders who fail to tend to them will inevitably get disappointing performance.

Monday, December 14, 2015

Can your organization be innovative?

While American healthcare has been a leader in developing new technologies and pharmaceutical agents to cure disease, reduce disabilities, and improve the quality of life, numerous indicators suggest that the same innovative approaches have not been applied to the delivery of healthcare. It seems that every day the media is reporting on the high cost of healthcare and inconsistencies in the quality of care. Coupled with new reimbursement models, it’s obvious that healthcare organizations need delivery system innovation. What does it take to encourage innovation? Is the culture of your organization compatible with encouraging innovation?
Hill, Brandeau, Truelove, and Lineback ( tinyurl.com/n9sm3yg) studied organizations known for their high level of innovation over a 10 year period. From their research, they identified three activities that these organizations do well. These activities - creative abrasion, creative agility and creative resolution - describe how these organizations encourage people to find innovative opportunities and solutions. The authors don’t claim that these organizations are the only ones that do these activities, but that these organizations did these activities well.
Creative abrasion is an emotional, conflict-laden discussion among people of different perspectives to identify differences that lead to new insights and destabilizing closely held beliefs. Yet, this interaction is essential for accepting the comfort of the status quo and seeing the new realm of the possible. The term itself reflects the discomfort associated with this activity.
Creative agility refers to the relentless problem solving efforts to test ideas in hopes that an unforeseen solution can be identified. The very nature of innovation is that it is not an obvious solution. But every idea is not “gold” so each must be tested, reevaluated, and refined before final conclusions can be reached. Being good at creative agility means having the resources to try different things that sometimes seem counterintuitive, after all, most of these experiments will fail. Another unexpected implication is that innovation requires more flexibility and relaxation of the traditional business-like planning mode. Goals and timetables cannot be accurately predicted.
Creative resolution means the ability to integrate different options. It’s not a choice between competing options, but a synthesis of competing options. It’s not a political competition but a team effort to jointly produce a new, better performing option than either existing option.
While resource constraints may limit how much creative agility healthcare organizations can afford, the biggest challenge for most healthcare organizations is that they don’t promote or tolerate creative abrasion due to fear of internal conflict. But conflict can be positive or negative depending on whether relationship conflict overwhelms task or cognitive conflict. Unmanaged, conflict frequently turns ugly, but organizations that shape conflict toward task or cognitive conflict and intercept relationship or affective conflict can uncover new insights that enable innovation and improve operational performance.
Another deviation from “normal”, management is used to choosing the best option from existing options. Conflict resolution requires learning to think in terms of adding, rather than choosing. It requires learning the viewpoint of other people so you can understand the things they appreciate that might not be appreciated by you. It means putting aside political and personal disagreements in favor of the issues. This new approach is actually a skill that requires time and may be uncomfortable until it becomes second nature.
As a leader who wants a more innovative organization, you cannot achieve your vision by exhorting staff to be more innovative. Instead, ask yourself these four questions:
  • Do we interact in a way that safely move people out of their comfort zone and encourages them to learn from people who see things differently than they do?
  • Do we provide the resources to encourage risk-taking innovative behaviors?
  • Do we have an environment that makes it safe to take the risks necessary to be innovative?
  • Are we able to resolve differences in a way that puts politics aside in favor of constructive collaboration?

Friday, November 20, 2015

Overcoming Barriers to Change in ACOs

Recent media reports have expressed concern about the failure of some Medicare and commercial ACOs to meet savings and quality targets. While many ACOs have complained that design issues in Medicare ACOs, such as open networks and existing CMS payment rules are impediments to making cost deficiencies, commercial plans do not have these problems since they have the ability to prevent leakage and have fewer clinical requirements. Yet commercial ACOs are also falling short of targets. Since targets should be set to push performance rather than incentivize the status quo, risk-bearing organizations must have the ability to implement clinical changes that require new practices and skills. A passive approach that assumes that each individual will successfully make the necessary changes is not going to produce the group-wide transformation that leads to the results that the new reimbursement models envision.
Generating group-wide adoption is a challenge confronting both new organizations created to become ACOs as well as existing organizations. For existing organizations, the change from a volume-based to value-based strategy, can create conflict with existing organization’s values and norms. Norms related to patient scheduling, making referrals, and addressing requests for after hours care have to change in a value-based environment. Without assistance, many physicians will not make the necessary changes. Additional risks occur when ACOs add new physicians to accommodate geographic need or to have a broader panel of specialists. While longstanding members of the organization may have been prepared for the transformation to value-based care, newer members have had less time to adjust. Ensuring that new members blend in with the group is a critical factor to meeting performance targets.
In the absence of an existing identity and culture, newly formed ACOs face the challenge of corralling the heterogeneous interests of the members of the new group. What were their motivations for joining? When physicians joined, did they understand their obligations to the group? Did they demonstrate that they could adapt to meeting group needs, rather than operating as an independent practitioner (in Doctoring Together, Friedson noted that even physicians in group practices operated independently under most circumstances). Since their practice was oriented to a different set of incentives, what assistance do they need to make the necessary changes?
These issues do not mean that new ACOs cannot be successful, in fact, many have been. The key is not to delegate the adoption of change to individuals. Some people will figure out what to do on their own. Others will luck out and perform well initially but because they do not understand what they did right, they are at risk for failure in subsequent measurement periods. Others will fail completely, pulling down the group’s performance. Smart ACOs must ensure complete adoption of new models of care.
Healthcare organizations should look to the research on the diffusion of innovations for insight. The rate of adoption, which measures the number of adopters of change over time, is usually an S-shaped curve. While there are early adopters, in most situations, there will be late adopters or laggards. Late adopters are slower to adopt changes and their results can pull down the group’s overall performance. Each group requires different amounts and types of adoption support. A strategy to gain adoption must reach each group, providing the appropriate support to gain more rapid, sustainable adoption.
Promoting adoption is not a “one-shot” deal. Research also suggests that there are five stages in the adoption of innovations:
  • knowledge
  • persuasion
  • decision
  • implementation and
  • confirmation.
From this perspective, many organizations miss the mark. They present new knowledge or expectations in newsletters or large group meetings with the expectation that knowledge will be sufficient. But that is rarely the case. To avoid performance problems, leaders must spend time ensuring that each physician is prepared to achieve the group’s goals and expectations. Start by assessing each individual’s understanding and readiness to implement the necessary changes. Individuals may need to be persuaded by addressing their concerns or assisted in thinking through how they will implement new practices.
Even after individuals are engaged and agree to try implementation, adoption cannot be assumed. Research also shows that some implementers decide to discontinue the adoption if they encounter problems, so it is important to confirm that the change has not been rejected after it has been tried. If you wait for performance data analysis, you will catch the problem after damage has been done. So it will be necessary to maintain an ongoing dialogue (not one way communication) to ensure engagement. Organizations that fail to address these issues in planning, run the risk of inconsistent adoption.

When faced with the need for rapid change, it’s natural to focus on the technical changes, such as building analytics, hiring case managers, and modifying compensation. But healthcare is more about people (the care team) working with people (patients and families) than it is about technical systems. Resources must be committed to getting people aligned with a new mission, new norms, practices and habits. With the right leadership and plan for change, organizations can achieve sustainable success quickly.  Setting up policies and procedures and building management systems are not sufficient to achieving success, especially when the goals are new to the organization’s members. Knowledge and financial incentives also are insufficient (consider the large percentage of the population that smokes). Attention to the adoption of change is the critical success factor.